Joe is a Co-founder of RGA and serves as its Chief Executive Officer and Chief Compliance Officer. Joe has extensive financial services industry experience. He is currently CEO of an affiliate Broker Dealer, Rosenblatt Securities, which he joined in 2002 and launched its market structure, equity research and investment banking businesses. Joe is formerly a securities and M&A attorney with Sullivan & Cromwell and a VP in the equities division with Salomon Smith Barney. He has testified before Congress and advised exchanges, banks, institutions and regulators around the globe on market-structure and strategic initiatives. Joe is the Vice Chairman of the National Organization of Investment Professionals (NOIP) and holds a BA from Princeton University and a JD from The Harvard Law School.
Jourdan Frain serves as the COO of RGA, concurrently leading Execution Services at the affiliate Broker Dealer. Prior to joining the Rosenblatt teams, he ran the Broker-Dealer Business in Electronic Equities at JP Morgan Securities. Prior to his career in finance, Jourdan served with distinction as a paratrooper in the US Army, awarded the Bronze Star with Valor Device and the Purple Heart for actions in combat. He holds undergraduate degrees from Valley Forge Military College and the University of Pennsylvania, and an MBA from Columbia Business School